ASIC Clamps Down on Suetonius Wealth AdministrationAustralian Securities and Investments Fee (ASIC) has mandated a brief suspension of Suetonius Wealth Administration’s Australian monetary companies licence resulting from non-compliance with monetary reporting Devoted Foreign exchange cloud options with secure and…
ASIC
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Regulation
ASIC Publishes Its First ‘Investor Alert Checklist’: Provides 77 Names
by Jeremyby JeremyThe Australian Securities & Investments Fee (ASIC) has doubled down on unlawful monetary companies platforms and fraudsters by publishing its first ‘investor alert At launch, the record consists of 52 unlicensed entities and 25 web sites impersonating respectable
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Regulation
Ninja Merchants’s New Model; ASIC Begins Consciousness Marketing campaign
by Jeremyby JeremyNinja Dealer Releases Model with Enhanced OptionsNinja Dealer has launched its new model, introducing varied revolutionary One of many fundamental additions is the SuperDOM Pulling/Stacking This customizable show exhibits modifications in market depth primarily based on…
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The Australian Securities and Investments Fee (ASIC) has suspended the Australian Monetary Providers (AFS) license of Celtic Equities Administration Pty Ltd for a interval of six This choice comes following a radical surveillance performed by ASIC, which revealed breaches…
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For those who maintain an Australian Monetary Providers (AFS) license, we’ve excellent news for The nationwide market watchdog has simply knowledgeable that you’ll not should notify it about all regulation In the event that they did not trigger…
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In keeping with latest native information reviews, citing a number of Bitmain staff aware of the matter, the agency has allegedly lower all “bonuses and incentives” for its workers and nonetheless has not paid remuneration due since final As…
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Regulation
ASIC Fines Interactive Brokers for Permitting Suspicious Buying and selling
by Jeremyby JeremyThe Australian monetary markets regulator has slapped the native unit of Interactive Brokers with a financial penalty of AU$832,500 (about US$538,000) for being ‘negligent’ in its failure to determine suspicious buying and selling carried out by one among its
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The Australian Securities and Funding Fee (ASIC) has discovered “ vital room for enchancment” within the design and distribution obligations (DDO) across the distribution of over-the-counter (OTC) derivatives and different high-risk retail These merchandise embrace contracts for variations (CFDs)…
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Swiss Competitors Authority Probes UBS-Credit score Suisse TakeoverSwitzerland’s Competitors Fee has initiated an examination of the takeover of Credit score Suisse by UBS, based on an official assertion shared with Reuters at present The Fee’s Vice Director informed the…
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The Australian Securities and Investments Fee (ASIC) has made the choice to extend the transitional aid for international monetary providers suppliers Initially set to lapse in March 2024, these entities now have till 31 March 2025 earlier than they’re…