The Australian Securities and Investments Fee (ASIC) took motion towards Probis Monetary Providers Pty Ltd as we speak (Monday), suspending its Australian monetary providers (AFS) This transfer got here after Probis opted for voluntary administration in Rise up…
ASIC
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Exchanges
Australia ASIC sues eToro alleging lax oversight of crypto derivatives, inflicting shopper losses
by Jeremyby JeremyASIC eToroBased on the concise assertion filed by ASIC, eToro is accused of contravening the design and distribution obligations below the Firms Act 2001 from 2021 to July Deputy Chair Sarah Court docket expressed disappointment over the…
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The Australian Securities and Investments Fee (ASIC) has sued the Aussie entity of multi-asset dealer eToro for lapses round its contracts for variations (CFDs) Introduced immediately (Thursday), ASIC alleged that eToro Aus Capital Restricted breached design and distribution obligations…
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Regulation
ASIC Stories $109M in Civil Penalties and 144 Ongoing Instances after H1 2023
by Jeremyby JeremyThe Australian Securities and Investments Fee (ASIC) has issued a stringent warning to market contributors, stating that it’s going to proceed to take strong, focused enforcement actions in opposition to market This assertion comes as part of the most…
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The Australian Securities and Investments Fee (ASIC) revoked the interim cease order in opposition to Mitrade World Pty Ltd, a contracts for variations (CFDs) dealer, on 26 The regulatory initially imposed the interim cease order in opposition to the…
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The Australian Securities and Investments Fee (ASIC ASIC The Australian Securities and Investments Fee (ASIC) is the prime regulator in Australia for company, markets, monetary providers, and shopper credit It’s empowered below the monetary service legal guidelines to facilitate,…
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The Australian Securities and Trade Fee (ASIC) right now (Wednesday) introduced the cancellation of the Australian monetary providers (AFS) license held by FTX Australia Pty Ltd (FTX Australia), efficient from 14 Uncover – the way forward for
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Regulation
ASIC cancels FTX Australia’s license amid escalating crypto regulation
by Jeremyby JeremyFTX Australia serviced 30,000 clients Australia’s rising crypto regulation efforts Supply hyperlink
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Regulation
ASIC Cancels License; BaFin Probes Unlawful Buying and selling Manufacturers
by Jeremyby JeremyEU’s Monetary Markets Regulator Launches 5-Yr Information TechniqueThe European Securities and Markets Authority (ESMA), the EU’s monetary markets regulator, has printed its knowledge technique for the interval Within the technique, the regulator has dedicated to facilitating using new data-related…
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The Australian Securities and Investments Fee (ASIC ASIC The Australian Securities and Investments Fee (ASIC) is the prime regulator in Australia for company, markets, monetary companies, and client credit It’s empowered beneath the monetary service legal guidelines to facilitate,…