Two
monetary business executives have discovered new houses at Interactive Brokers and
Xenfin Capital. Beth Beam, a former Senior Director of Sanctions Compliance at
failed US financial institution, Silicon Valley Financial institution (SVB), joined Interactive Brokers because the
World Head of Sanctions Compliance. However, Patrick Lindsay left
his position as Director & Head of Compliance at Amana Monetary Companies UK to
be part of digital foreign exchange market marker, Xenfin Capital, as Compliance Director.
Each
executives introduced their new appointments on LinkedIn. Whereas Beam joined the favored America
digital buying and selling platform after practically seven years at SVB, Lindsay left Amana Capital’s UK subsidiary after 5 years and two
months. Nevertheless, each convey many years of expertise to the job, with the previous boasting of about 20 years and the latter over three many years.
Aside from
SVB, Beam throughout the course of her profession has labored for quite a few
high-profile monetary organizations together with Citi, Ernest & Younger (EY),
the World Financial institution and the Division of Treasury. She was
the Senior Vice President of World Sanctions Compliance at Citi between Could
2014 and July 2016. Earlier than that, she served because the Supervisor, Assurance Companies,
Fraud Investigation and Dispute Companies at EY.
For 3
years between 2009 and 2012, the senior govt additionally served the USA
as an Enforcement Officer with the USA Division of Treasury’s
Workplace of International Asset Management. Beam began out her profession as an
Honors Paralegal Specialist with the US Division of Justice Antitrust Division,
Prison Enforcement Part in July 2004.
She additionally
spent a brief stint with the World Financial institution’s Division of Institutional Integrity
between November 2006 and Could 2007. As well as, she spent practically two years at
Allied Capital as Managed Funds Undertaking Coordinator.
In the identical vein, Lindsay beforehand labored for high monetary companies corporations resembling Goldman Sachs and the Monetary Conduct Authority (FCA ). Earlier than Amana, she was
Head of Compliance and a Cash Laundering Reporting Officer (MLRO) at GKFX, ADS
Securities London, and Tradenext Restricted.
Moreover, she labored because the Deputy Compliance Officer & MLRO at Alpari UK Restricted between
2009 and 2011 and beforehand served as an Affiliate on the Personal Wealth Administration unit
at Goldman Sachs. On the FCA,
she labored with the Transaction Monitoring Unit between 2001 and 2004 when the
regulatory physique was nonetheless referred to as the Monetary Companies Authority (FSA).
Information Nuggets Particular: highlights from FMAS 23; learn immediately’s information nuggets.
Two
monetary business executives have discovered new houses at Interactive Brokers and
Xenfin Capital. Beth Beam, a former Senior Director of Sanctions Compliance at
failed US financial institution, Silicon Valley Financial institution (SVB), joined Interactive Brokers because the
World Head of Sanctions Compliance. However, Patrick Lindsay left
his position as Director & Head of Compliance at Amana Monetary Companies UK to
be part of digital foreign exchange market marker, Xenfin Capital, as Compliance Director.
Each
executives introduced their new appointments on LinkedIn. Whereas Beam joined the favored America
digital buying and selling platform after practically seven years at SVB, Lindsay left Amana Capital’s UK subsidiary after 5 years and two
months. Nevertheless, each convey many years of expertise to the job, with the previous boasting of about 20 years and the latter over three many years.
Aside from
SVB, Beam throughout the course of her profession has labored for quite a few
high-profile monetary organizations together with Citi, Ernest & Younger (EY),
the World Financial institution and the Division of Treasury. She was
the Senior Vice President of World Sanctions Compliance at Citi between Could
2014 and July 2016. Earlier than that, she served because the Supervisor, Assurance Companies,
Fraud Investigation and Dispute Companies at EY.
For 3
years between 2009 and 2012, the senior govt additionally served the USA
as an Enforcement Officer with the USA Division of Treasury’s
Workplace of International Asset Management. Beam began out her profession as an
Honors Paralegal Specialist with the US Division of Justice Antitrust Division,
Prison Enforcement Part in July 2004.
She additionally
spent a brief stint with the World Financial institution’s Division of Institutional Integrity
between November 2006 and Could 2007. As well as, she spent practically two years at
Allied Capital as Managed Funds Undertaking Coordinator.
In the identical vein, Lindsay beforehand labored for high monetary companies corporations resembling Goldman Sachs and the Monetary Conduct Authority (FCA ). Earlier than Amana, she was
Head of Compliance and a Cash Laundering Reporting Officer (MLRO) at GKFX, ADS
Securities London, and Tradenext Restricted.
Moreover, she labored because the Deputy Compliance Officer & MLRO at Alpari UK Restricted between
2009 and 2011 and beforehand served as an Affiliate on the Personal Wealth Administration unit
at Goldman Sachs. On the FCA,
she labored with the Transaction Monitoring Unit between 2001 and 2004 when the
regulatory physique was nonetheless referred to as the Monetary Companies Authority (FSA).
Information Nuggets Particular: highlights from FMAS 23; learn immediately’s information nuggets.
