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Tag:
Brokerage
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Regulation
Jefferies to Migrate FX Prime Brokerage Clients to Another Institution
by Jeremyby JeremyFinance Magnates understands through an as yet unconfirmed report, that Jefferies Financial Group is migrating…
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Bricknode, a SaaS company in the financial services industry, has secured a loan of SEK…
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Regulation
Citigroup’s Brokerage Subsidiary to Pay £12.6M for Failure to Detect Market Abuse
by Jeremyby JeremyUnited Kingdom’s Financial Conduct Authority (FCA) has fined Citigroup Global Markets, an indirect subsidiary of…
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Regulation
US SEC Charges 18 for Hacking Retail Brokerage Accounts to Buy Microcap Stocks
by Jeremyby JeremyThe United States Securities and Exchange Commission (SEC Securities and Exchange Commission (SEC) The Securities…
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Finance Magnates has learned that Andy Ross became the new Global Head Prime Brokerage at…