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Regulation
US SEC Information First Case of Dealer-Vendor Municipal Advisor Violation
by Jeremyby JeremyAmerica Securities and Change Fee (SEC) on Wednesday introduced that it has fined Loop Capital Markets, a Chicago-based funding financial institution and broker-dealer, $100,000 for violating the regulator’s municipal advisor registration Take Benefit of the Greatest Monetary Occasion in…
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Alpaca, a crypto and stock investing platform, announced on Tuesday that it acquired AlpacaJapan, a…