The Monetary Business Regulatory Authority (FINRA) has launched its annual regulatory oversight report for 2024, reflecting FINRA’s dedication to enhancing This report encompasses findings from the regulatory supervision, market rules, and enforcement FINRA’s 2024 report marks a shift…
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Regulation
FINRA’s Prop Buying and selling Exemption; KuCoin’s New Futures Platform
by Jeremyby JeremyThe Monetary Trade Regulatory Authority (FINRA) has up to date its bylaws to exempt proprietary buying and selling companies from the Buying and selling Exercise Charge (TAF) for transactions carried out on an alternate the place the agency is a…
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Jessica Hoppers, the Head of Enforcement of the Monetary Business Regulatory Authority (FINRA), a non-profit physique that regulates brokerages that serve the American public, is about to depart from the group on February 3 after 18 years of The…