Braemar Securities is within the highlight after the Nationwide Futures Affiliation (NFA) imposed a nice of $140,000 in opposition to the London-based This penalty is in response to Braemar Securities’ alleged failure to fulfill communication recordkeeping obligations and the…
NFA
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Altcoin NewsNews
Architect fintech receives NFA approval to function as introducing dealer
by Jeremyby JeremyAn introducing dealer is an NFA member that “solicits or accepts orders to purchase or promote futures contracts, commodity choices, retail off-exchange foreign exchange contracts, or swaps,” however doesn’t obtain cash from prospects for doing Architect is a software…
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Altcoin NewsNews
Coinbase wins NFA approval to supply Bitcoin and Ether futures in US
by Jeremyby JeremyAsserting the information on 16, Coinbase famous that the corporate is now formally allowed to function a Futures Fee Service provider (FCM) approval permits Coinbase to introduce Bitcoin (BTC) and Ether (ETH) futures contracts by way of its…
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The Nationwide Futures Affiliation (NFA) in the US has introduced a complete penalty of $350,000 in opposition to a London-based introducing dealer, GMG Brokers LTD, and two workers for partaking in misleading conduct and failing to watch excessive enterprise requirements,…
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The Nationwide Futures Affiliation (NFA) has fined swap supplier member StoneX Markets LLC, a subsidiary of StoneX Group, $1 million for a number of fees of compliance Compliance In finance, banking, investing, and insurance coverage compliance refers to following the…
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The Nationwide Futures Affiliation (NFA), the group overseeing the US derivatives business, has slapped a $700,000 superb on GAIN Capital Group LLC, an operator of two retail foreign exchange brokerage Seize your copy of our newest Quarterly Intelligence Report…