California-based Wedbush Securities, a monetary providers supplier, has named Matt Lisle as its new Chief Compliance Officer for its Futures division. He will probably be based mostly within the Chicago workplace of Wedbush and report on to Andrew Druch, the Basic Counsel of the corporate.
“We could not be happier to have Matt onboard and a part of our Futures enterprise,” stated Druch. “His expertise as an lawyer and former positions as a CCO will probably be integral to the success of our agency.”
Certainly, Lisle has been a licensed lawyer for greater than three many years and has spent the final 25 years strengthening the authorized and regulatory compliance efforts of a number of firms within the monetary business.
Most just lately, he was the Director of Authorized at Chicago-based Galaxy Digital, a digital asset firm, for a few years. As well as, he was the Basic Counsel & Chief Compliance Officer at DrawBridge Lending between June 2018 and November 2020. On prime of that, he labored because the Chief Compliance Officer at ABN AMRO Clearing Chicago for 5 years.
Lisle’s monetary business expertise features a three-year tenure at New York Inventory Change in compliance-related roles. Furthermore, he labored at Eurex and the Nationwide Grain and Feed Affiliation (NGFA). He began his futures regulatory profession as a employees lawyer with the Commodity Futures Buying and selling Fee (CFTC).
“We sit up for leveraging Matt’s expertise within the business to additional improve shopper options throughout the vary of FICCS product choices,” stated Bob Fitzsimmons, the Head of the Fastened Revenue, Currencies, Commodities and Securities Finance (FICCS) division at Wedbush.
Enterprise Growth
Wedbush Securities has operated within the American monetary providers marketplace for nearly seven many years. Its providers vary from wealth administration, funding banking and capital markets, clearing and execution, to advisory.
Presently, the corporate is increasing into the international change prime brokerage business, which is anticipated to begin in Might and can assist to broaden its current multi-asset clearing providers. It should function beneath the corporate’s FICCS division.
For its push into the FX prime brokerage, Wedbush employed a number of Jefferies executives led by business veteran Michael Stone, a former Vice President (VP) on the commodities futures seller Jefferies Bache, to construct the brand new unit. Stone leads the prime brokerage group because the Senior Vice President. James Peckham, Ray Cera, and Stephen Lamb, who had been all beforehand VP of FX Prime Brokerage at Jefferies, additionally joined Wedbush.
California-based Wedbush Securities, a monetary providers supplier, has named Matt Lisle as its new Chief Compliance Officer for its Futures division. He will probably be based mostly within the Chicago workplace of Wedbush and report on to Andrew Druch, the Basic Counsel of the corporate.
“We could not be happier to have Matt onboard and a part of our Futures enterprise,” stated Druch. “His expertise as an lawyer and former positions as a CCO will probably be integral to the success of our agency.”
Certainly, Lisle has been a licensed lawyer for greater than three many years and has spent the final 25 years strengthening the authorized and regulatory compliance efforts of a number of firms within the monetary business.
Most just lately, he was the Director of Authorized at Chicago-based Galaxy Digital, a digital asset firm, for a few years. As well as, he was the Basic Counsel & Chief Compliance Officer at DrawBridge Lending between June 2018 and November 2020. On prime of that, he labored because the Chief Compliance Officer at ABN AMRO Clearing Chicago for 5 years.
Lisle’s monetary business expertise features a three-year tenure at New York Inventory Change in compliance-related roles. Furthermore, he labored at Eurex and the Nationwide Grain and Feed Affiliation (NGFA). He began his futures regulatory profession as a employees lawyer with the Commodity Futures Buying and selling Fee (CFTC).
“We sit up for leveraging Matt’s expertise within the business to additional improve shopper options throughout the vary of FICCS product choices,” stated Bob Fitzsimmons, the Head of the Fastened Revenue, Currencies, Commodities and Securities Finance (FICCS) division at Wedbush.
Enterprise Growth
Wedbush Securities has operated within the American monetary providers marketplace for nearly seven many years. Its providers vary from wealth administration, funding banking and capital markets, clearing and execution, to advisory.
Presently, the corporate is increasing into the international change prime brokerage business, which is anticipated to begin in Might and can assist to broaden its current multi-asset clearing providers. It should function beneath the corporate’s FICCS division.
For its push into the FX prime brokerage, Wedbush employed a number of Jefferies executives led by business veteran Michael Stone, a former Vice President (VP) on the commodities futures seller Jefferies Bache, to construct the brand new unit. Stone leads the prime brokerage group because the Senior Vice President. James Peckham, Ray Cera, and Stephen Lamb, who had been all beforehand VP of FX Prime Brokerage at Jefferies, additionally joined Wedbush.
