Fines

The Securities and Trade Fee (SEC) charged 4 firms for alleged deceptive info to traders relating to cybersecurity The SEC charged Unisys Avaya Holdings Verify Level Software program Applied sciences Ltd, and Mimecast Restricted with deceptive traders…

The UK’s Monetary Conduct Authority (FCA Monetary Conduct Authority (FCA) The Monetary Conduct Authority (FCA) is the most important monetary regulator for all monetary markets in the UK UK regulator is chargeable for the conduct of corporations licensed underneath…

The Monetary Business Regulatory Authority (FINRA) has hit RBC Capital Markets, a Toronto-headquartered international funding financial institution, with a censure order and financial wonderful of $360,000 for the failure of its supervisory system between June 2018 and February Take…

The Australian Securities and Trade Fee (ASIC) knowledgeable on Wednesday that the Federal Courtroom had fined Australian Funding Trade Restricted (AUSIEX) and Commonwealth Securities Restricted The cumulative penalty exceeds $27 million and is the biggest one within the regulator’s…

The Cyprus Securities and Change Fee (CySEC) on Friday introduced that it has reached a €120,000 settlement settlement with Basic Capital Brokers Restricted, a Cyprus Funding Agency Take Benefit of the Largest Monetary Occasion in This 12 months…

Thailand’s Securities and Exchange Commission (SEC) has slapped an 8.53 million baht (around $234,000) monetary…

The Financial Services Regulatory Authority (FSRA), the market supervisor of the United Arab Emirates’ (UAE)…

Are cryptocurrency games innocent fun? Or are they Ponzi schemes facing an imminent crackdown by…

A South Korean town near Seoul has been successfully operating a pilot program that allows…

Germany’s Federal Financial Supervisory Authority (BaFin) has penalized multinational investment bank, the Bank of America…